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Volume 5, Issue 3, Pages 421-432 (July 2008)


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Therapeutics for Alzheimer's Disease Based on the Metal Hypothesis

Ashley I. BushCorresponding Author Informationemail address, Rudolph E. TanziCorresponding Author Informationemail address

Summary 

Alzheimer's disease is the most common form of dementia in the elderly, and it is characterized by elevated brain iron levels and accumulation of copper and zinc in cerebral β-amyloid deposits (e.g., senile plaques). Both ionic zinc and copper are able to accelerate the aggregation of Aβ, the principle component of β-amyloid deposits. Copper (and iron) can also promote the neurotoxic redox activity of Aβ and induce oxidative cross-linking of the peptide into stable oligomers. Recent reports have documented the release of Aβ together with ionic zinc and copper in cortical glutamatergic synapses after excitation. This, in turn, leads to the formation of Aβ oligomers, which, in turn, modulates long-term potentiation by controlling synaptic levels of the NMDA receptor. The excessive accumulation of Aβ oligomers in the synaptic cleft would then be predicted to adversely affect synaptic neurotransmission. Based on these findings, we have proposed the “Metal Hypothesis of Alzheimer's Disease,” which stipulates that the neuropathogenic effects of Aβ in Alzheimer's disease are promoted by (and possibly even dependent on) Aβ-metal interactions. Increasingly sophisticated pharmaceutical approaches are now being implemented to attenuate abnormal Aβ-metal interactions without causing systemic disturbance of essential metals. Small molecules targeting Aβ-metal interactions (e.g., PBT2) are currently advancing through clinical trials and show increasing promise as disease-modifying agents for Alzheimer's disease based on the “metal hypothesis.”

Article Outline

Summary

Introduction

Metallochemistry Mediates the Aggregation and Neurotoxicity of Aβ

Zinc and copper are the critical for Aβ aggregation in AD brain

The neurochemistry of transition metal ions in the cortex and glutamatergic synapse

Abnormal metal homeostasis in the aging brain and in AD

Physiological interactions of APP and its processing with zinc and copper

Therapeutic inventions based on the metal theory of AD

Acknowledgment

References

Copyright

Introduction 

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Currently, the most popular hypothesis for Alzheimer's disease (AD)-related cognitive dysfunction and neuropathogenesis is the “Amyloid Cascade Hypothesis,” which posits that all pathology in the AD brain occurs downstream of the excessive accumulation of β-amyloid in the CNS.1, 2 However, although a central role for Aβ in the pathogenesis of AD is indisputable, based largely on genetics, considerable evidence indicates that Aβ production is not the sole culprit in AD pathogenesis.2 This problem is central to the ability to develop disease-modifying therapies for AD. Currently-marketed drug therapies for AD target symptom relief, but do not interdict the underlying causal pathobiology. However, other more recent approaches to drug development for AD have been targeted at curbing disease progression. Within this realm, the greatest emphasis has been placed on blocking β-amyloid accumulation (e.g., senile plaques) in the brain. Genetic studies clearly implicate alterations in Aβ production in the pathogenesis of AD2; however, it remains unclear as to how Aβ accumulates in the brain and leads to cognitive dysfunction and dementia. Moreover, although Aβ is neurotoxic at nonphysiological (micromolar) concentrations in vitro, it is normally produced in the brain,3 and at physiological (nanomolar) concentrations it has even been shown to possess neurotrophic properties in cell culture.4, 5, 6 Thus, in targeting Aβ for the treatment of AD, other factors influencing Aβ toxicity must also be elucidated and pharmaceutically addressed.

The length of Aβ is an important factor in AD pathogenesis; the less prevalent form of the peptide, Aβ42,7 is particularly enriched in β-amyloid deposits.8, 9 Furthermore, most of the ∼200 known early-onset familial AD-linked mutations in the amyloid precursor protein (APP) and presenilin genes do not increase overall production of Aβ, but, instead they increase the ratio of Aβ42:Aβ40.2, 10 Synthetic Aβ42 aggregates more readily than Aβ40 and Aβ42 readily seeds the aggregation of Aβ40, in vitro.11, 12 Aggregated Aβ (e.g., in the form of soluble oligomers) has been implicated as the neurotoxic form of the peptide.2, 13, 14, 15 These pathophysical properties of Aβ form the basis of the amyloid cascade hypothesis, which maintains that excessive production of Aβ is sufficient to cause AD. The problem with applying this hypothesis to most forms of AD is that the self-aggregating properties of Aβ alone are insufficient to explain the accumulation of the peptide in specific brain regions of AD patients. Healthy people normally have soluble Aβ in their brains, and Aβ is a soluble component of all biological fluids. Therefore, it is conceivable that there may be an abnormally modified “rogue” form of soluble Aβ that is particularly neurotoxic in AD. In this review, we will propose that it is the interaction of Aβ with specific metals (particularly copper and zinc) that drives Aβ pathogenicity and downstreams AD pathology; this has been coined as “The Metal Hypothesis of Alzheimer's Disease.”

Based on the overwhelming genetic and pathophysiological evidence supporting Aβ as the culprit molecule in AD, the major approaches for developing therapeutics to slow, stop, or reverse AD progression have attempted to either target Aβ production (e.g., secretase inhibitors and modulators), or clear Aβ from the brain (e.g., immunotherapy). However, other neurochemical events apart from Aβ production may also contribute to β-amyloid deposition and toxicity in AD. If elevated cortical Aβ concentrations to be solely responsible for the deposition of β-amyloid, it would be difficult to explain why β-amyloid deposits are focal (related to synapses and the cerebrovascular lamina media) and not uniform in their distribution, especially because APP and Aβ are ubiquitously expressed. Moreover, to attribute β-amyloid accumulation to the presence of Aβ42, alone, is problematic because the peptide is a normal component of healthy CSF.7 Finally, whereas β-amyloid deposition is an age-dependent phenomenon, Aβ production does not appear to increase with age. Thus, other age-related stochastic changes (e.g., metal-mediated oxidative damage to neuronal cells) that generally precede Aβ deposition,16, 17, 18 most likely play essential roles in the biochemical events and reactions that cause Aβ to accumulate in specific brain regions affected in AD.

Metallochemistry Mediates the Aggregation and Neurotoxicity of Aβ 

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We first discovered in 1994 that Aβ becomes amyloidogenic in reaction to stoichiometric amounts of Zn2+ and Cu2+.19, 20 In the subsequent years it has become clear that Aβ is a metalloprotein,21, 22 and that the brain's intrinsic supply of Cu2+ and Zn2+ (and possibly Fe3+) mediates the peptide's toxicity through radical and hydrogen peroxide production and aggregation. We first observed that Aβ is rapidly precipitated by Zn2+.19, 20, 23 Both Cu2+ and Fe3+ also induce marked Aβ aggregation, but only under mildly acidic conditions (e.g., pH 6.8–7.0),19, 20, 23 such as those in the brains of AD patients. Cu2+ precipitates Aβ more robustly than Fe3+, and even trace (nanomolar) concentrations of Zn2+, Cu2+, or Fe3+ in common laboratory buffers are sufficient to induce nucleation of Aβ, which can then lead to fibrillization of the peptide solution.24, 25, 26 Interestingly, rat and mouse Aβ possesses amino acid substitutions that decrease metal interactions,20 perhaps explaining why these animals are exceptional among mammals for not accumulating cerebral Aβ amyloid with advanced age.27 On the basis of our findings regarding Aβ-metal interactions, in 1997, we co-founded the company, Prana Biotechnology Ltd., which has since initiated a clinical program focusing on a new class of drug therapy targeting Aβ-metal biochemistry (see below).

Aβ possesses selective high- and low-affinity metal binding sites, which are histidine mediated.25, 28, 29 The original reported Kd of high-affinity Zn2+ binding was ≈100 nM, and for low-affinity binding it was ≈5 μM.19, 20 Although there has been some contention about the exact Kd values for both Zn2+ and Cu2+, it is now understood that both the buffer conditions (e.g., the presence of NaCl 30), the aggregation state of the peptide,19, 31, 32 and the means used for assaying the bound and free metal ions33 are critical for the observed values. However, a consensus has emerged that the μmolar concentrations of both Zn2+ and Cu2+ that are released from cortical synapses are sufficient to induce Aβ aggregation.23, 32, 33, 34 Low-affinity Zn2+ binding mediates the precipitation of the peptide, as well as its resistance to tryptic (alpha secretase-like) cleavage.19 Aβ also possesses high- and low-affinity Cu2+ binding sites.24, 25 Although the affinity of the low-affinity Cu2+ binding site is similar between Aβ1-40 and Aβ1-42 (5.0 × 10-9 M), the affinity of the high-affinity site on Aβ1-42 has been reported as 7.0 × 10-18 M, which may be the product of a perturbed equilibrium caused by precipitated Aβ withdrawing Cu2+ from solution. This is much greater than the highest observed affinity of Aβ1-40 for Cu2+ (5.0 × 10-11 M).25 The higher affinity of Aβ1-42 versus Aβ1-40 for Cu2+ nicely correlates with enhanced precipitation of Aβ1-42 by Cu2+,24, 25 increased SDS-resistant dimerization of Aβ1-42 by Cu2+,24 and the increased redox activity of the Cu2+:Aβ1-42 complex (see below).

Aβ binds equimolar amounts of Cu2+ and Zn2+ at pH 7.4. However, under conditions representing acidosis (pH 6.6), Cu2+ completely displaces Zn2+ from Aβ25. Aβ binds up to 2.5 equivalents of either Cu2+ or Zn2+, the fractional stoichiometry indicating that metal binding is possibly coordinated by oligomers.25 This would have implications for utilizing hexafluoroisopropranol, commonly used for monomerizing Aβ in vitro. The positive cooperativity in Cu2+ binding observed for Aβ may be greater for Aβ1-42 than for Aβ1-40 because of the enhanced ability of the longer peptide to form a Cu2+-coordinating oligomer.35 Intriguingly, apolipoprotein E (ApoE) isoforms prevent copper-mediated aggregation of Aβ in a manner that correlates with their risk for AD,36 and the precipitation of Aβ by Zn2+ and Cu2+ is reversible with chelation,24, 30, 37, 38 in contrast with fibrillization, which is irreversible.

Beyond assembling Aβ into oligomers and fibrils, and in binding Cu2+ or Fe3+, Aβ reduces these metal ions and produces H2O2 by double electron transfer to O2 (there is no evidence of O2 formation as an intermediate),21 a reaction that has since been repeatedly confirmed.39, 40, 41 This electrochemistry, which is critical for Aβ-induced oxidative stress and toxicity in cell culture, is partly mediated by methionine3542, 43 and tyrosine10.44 H2O2 is also formed catalytically by the cycling of copper or iron bound to Aβ using biological reducing agents as electron donors without net oxidation of the Aβ peptide. The most likely electron donors pathophysiologically are cholesterol and long-chain fatty acids,21, 41, 45, 46, 47, 48 consistent with the toxicity of Aβ being mediated by adherence to the cell membrane,42 and the consequent production of toxic lipid oxidation products (oxysterols and 4-hydroxynonenal [HNE]), which are elevated in affected brain tissue in AD and in APP transgenic mice.21, 41, 45, 46, 48 Aβ promotes copper-mediated generation of HNE from polyunsaturated lipids, and in turn, HNE covalently modifies the histidine side chains of Aβ.49 HNE-modified Aβ has an increased affinity for lipid membranes and an increased tendency to aggregate into amyloid fibrils.49 Thus, the pro-oxidant activity of Aβ ultimately leads to its own covalent modification and accelerated amyloidogenesis. It should be noted that catecholamines can also be oxidized by Aβ:Cu complexes.21, 50, 51

These reactions are important because there is overwhelming evidence in the literature for oxidative injury in AD, mediated by H2O2. H2O2 is a pro-oxidant molecule that is the substrate for the Fenton reaction that generates the highly reactive hydroxyl radical (OH•). H2O2 is freely permeable across all tissue boundaries and will react with reduced metal ions (Fe2+, Cu+) to generate OH•, which in turn, generates lipid peroxidation adducts, protein carbonyl modifications, and nucleic acid adducts such as 8-OH guanosine, in all cellular compartments, which typify AD neuropathology.52, 53, 54 In AD, the H2O2 scavenging defenses (e.g., catalase and glutathione peroxidase may be overwhelmed by the catalytic generation of H2O2 from the Aβ metalloprotein mass). The redox activity (metal reduction, OH• and H2O2 formation) of Aβ variants is greatest for Aβ42human > Aβ40human >> Aβ40mouse ≈ 0.55 This order of rank is strikingly relevant to AD pathogenesis, because Aβ42 production is enhanced by fully penetrant, early-onset familial AD mutations in APP and the presenilin genes, and Aβ42 is considerably more prone to aggregation into neurotoxic assemblies (vs. Aβ40 and rodent Aβ). This redox relationship also corresponds to the neurotoxicity of the respective peptide in neuronal culture, which is largely mediated by the Cu2+:Aβ interaction.21, 55 Notably, the interaction of Aβ with the cell membrane is promoted by binding Cu2+ and Zn2+.35, 56 Conversely, copper- and iron-chelators such as triethylenetetramine block these electrochemical reactions and attenuate Aβ toxicity in cell culture.45, 57

Aβ coordination of copper leads to the generation of reactive oxygen species involving the reduction of the oxidation state of the coordinated Cu2+ to Cu1+. When this reduction reaction is not accompanied by the oxidation of another moiety, such as cholesterol,45 Aβ side-chains can become oxidized. This can then lead to a variety of oxidized Aβ species, as well as cross-linking of Aβ peptides. Mass spectrometry has shown that Cu2+ ions are able to oxygenate Aβ, with the most likely target being the sulphur atom of methionine 35 (Met35).43 In addition to Aβ methionine sulfoxide, a number of other adducts can be generated from copper-mediated redox reactions including aldehyde adducts to the lysine residues58 and tyrosine modified with adducts such as L-3,4-dihydroxyphenylalanine, dopamine, dopamine quinine, dihydroxyindol, and isodityrosine.43, 59 2-oxo-histidine adducts of Aβ have also been extracted from AD plaques;60 N3-pyroglutamate modified forms of Aβ are the main ligands for the amyloid PET ligand PIB.61 Tyrosine is particularly susceptible to free radical attack due to its conjugated aromatic ring. Elevated levels of dityrosine and 3-nitrotyrosine have been reported within neuronal lesions in AD brain. In the presence of Cu2+ and H2O2, Aβ42 forms dityrosine cross-linked oligomers in vitro, a modification that is resistant to proteolysis.62 The formation of dityrosine cross-linked Aβ further facilitates aggregation, leading to higher order oligomers.44 Aβ-generated radicals formed after reduction of copper can also form covalent adducts onto other proteins. Along these lines, peroxidases such as cycloxygenase 2 are particularly vulnerable because of the formation of dityrosine bridges, and we have previously reported that levels of cycloxygenase 2-Aβ covalent complexes are elevated in AD brain.63

Although a wide and diverse array of hypotheses have been proposed for the mechanism by which Aβ induces its neurotoxic effects,2 there is general agreement that aggregation of Aβ is required. Neurotoxicity has been reported for virtually every aggregate of Aβ tested, from dimers to mature fibrils. Along these lines, for the past several years, there has been increasing interest in soluble Aβ oligomers, which appear to be particularly toxic.64 With regard to Aβ-metal interactions, covalent cross-linking of Aβ (e.g., dityrosine formation generated by copper oxidation) could conceivably contribute greatly to the formation of toxic soluble Aβ species.44 Interactions of Aβ with metal ions may also explain the increased involvement of soluble oligomeric species of Aβ in AD pathogenesis. Zn2+ and Cu2+ readily precipitate Aβ oligomers.19, 31 One recent report has shown that the N-terminal region of Aβ can access a range of metal-coordination structures, and that Aβ-Cu2+ coordination correlates with peptide self-assembly and neurotoxicity.65

Zinc and copper are the critical for Aβ aggregation in AD brain 

Zinc, copper, and iron have been shown in multiple studies to be markedly enriched in Aβ deposits (plaques and congophilic angiopathy) in AD patients and in AD transgenic mice.22, 66, 67, 68, 69, 70, 71, 72 Copper (390 μM), zinc (1055 μM), and iron (940 μM) have been reported to be elevated by several-fold in AD brain as compared with normal age-matched samples (copper [70 μM], zinc [350 μM] and iron [340μM]).66 Aβ directly coordinates copper and zinc, but not iron or other metal ions, within the cores of plaques.21, 22 Iron is found in the plaque periphery, but primarily complexed with ferritin in the neuritic component of plaques.73 Iron is also found together with copper and zinc within neurons and neurofibrillary tangles.74, 75, 76 Consistent with a role for Aβ-metal interaction in AD pathogenesis, experiments in ZnT3 knockout mice have established that presynaptic zinc release leads to β-amyloid formation in mutant APP transgenic mice. Moreover, genetic ablation of ZnT3 markedly inhibited β-amyloid pathology and congophilic angiopathy69, 77 in these mice, increasing the concentration of soluble Aβ.77 These findings suggests that soluble Aβ and soluble zinc exist in a dissociable equilibrium with insoluble plaque Aβ (containing incarcerated zinc), a process we have previously termed the “galvanization” of amyloid.78 Increased amyloid deposition in female mutant APP transgenic mice also may be explained by estrogen-dependent increases in ZnT3 expression.79

Over the past decade, we have followed up on our initial findings on the contribution of Aβ-metal interactions to AD pathogenesis by developing novel therapeutic approaches aimed at interfering with Aβ-metal binding. Initially, for purposes of proof of concept, we showed that Zn/Cu-selective chelators could prevent Aβ aggregation in vitro, and markedly enhance the resolubilization of Aβ deposits from postmortem AD brain samples.80 The observed increase in extractable Aβ from postmortem human brain specimens correlated with significant depletion in zinc (30%) and to a lesser extent, copper.80 The ability of chelators to extract Aβ depended on the presence of Mg2+ and Ca2+, hence the chelating compound needed to be far more selective for Zn2+ and Cu2+, than Ca2+ and Mg2+.80 These results fostered the first generation of attempts to target Aβ-metal interactions with the goal of inhibiting amyloid pathology in APP transgenic mice, which are discussed later in this review.

The neurochemistry of transition metal ions in the cortex and glutamatergic synapse 

A common misconception in discussions of the pathological mechanism underlying neurological syndromes where abnormal metal homeostasis has been implicated is that neurodegeneration is brought on by toxicological exposure to Cu, Fe, Zn, and Mn. In other words, ingestion or enhanced exposure to the metals purportedly causes abnormal protein interactions, which then causes the disease. This is an important misconception to clarify. In terms of total metal concentrations, the brain has more than enough of these metal ions resident in its tissue to damage or corrupt the activities of numerous proteins and biochemical pathways. For example, the concentration of Zn2+ that is released during neurotransmission is ≈ 300 μM, which is more than sufficient to be rapidly neurotoxic in neuronal cell culture.81 Therefore, the brain must possess efficient homeostatic mechanisms and buffers in place to prevent the abnormal decompartmentalization of metal ions. It should also be noted that the blood-brain barrier (BBB) is relatively impermeable to fluctuating levels of plasma metal ions.

Generally, in health, biometals, iron, copper, and zinc are bound to ligands (e.g., transferrin) and not found as free species. However, recent data have documented the release of free ionic or exchangeable zinc and copper in the synaptic cleft (see as follows) on glutamatergic excitation. Consequently, zinc is also being increasingly understood to mimic calcium as a new class of second messenger.82 Furthermore, the intracellular pool of free iron, the labile iron pool, has been shown to modulate the expression of various proteins, including the APP.83 Intracellular copper is considered to largely ligand-bound. However, it has also been shown to be exchangeable and transferred from protein to protein (e.g., by the copper chaperone of superoxide dismutase 1, CCS1).84

In the last few years, there have been several important basic discoveries about copper and zinc release, and flux at the glutamatergic synapse in the cortex and hippocampus. The glutamatergic synapse mediates long-term potentiation. It is here that β-amyloid deposits first form in AD, and where they are most likely to damage cognitive functions.85 There has been interest in the presence of zinc and copper released by hippocampal tissue for at least 2 decades.82 Considerable evidence has supported the release of zinc as either a free or an exchangeable ionic species into the extracellular space.86 This pool of vesicular zinc is modulated by the activity of ZnT3, which is found in the membrane of glutamatergic vesicles, but not elsewhere. This pool zinc, released together with Aβ during neurotransmission, also appears to suppress long-term potentiation by attenuating synaptic levels of the NMDA receptor.87 Post-synaptic NMDA neurites have also been reported to release free ionic Cu with NMDA activation.88 Activation of synaptic NMDA receptors in hippocampal neurons results in trafficking of Menkes ATPase and an associated efflux of copper.88 Catalytic amounts of copper can function as electron acceptors promoting the reaction of nitric oxide with thiols. Thus, it is conceivable that the release of Cu could function as a molecular switch to control extracellular S-nitrosylaton of the NMDA receptor, a post-translational mechanism shown to be critical for modulating receptor function.88 Copper has also been reported to be specifically protective against NMDA-mediated excitotoxic cell death in primary hippocampal neurons. This protective effect of copper depends on endogenous nitric oxide production in hippocampal neurons.89 Further support for a role of copper in neurotransmission, Menkes ATPase expression is developmentally regulated, peaking during synaptogenesis, and playing a role in the endothelial cells of the BBB.90, 91

Collectively, the emerging literature has described the glutamatergic synapse to be the site of an extraordinary confluence of chemically exchangeable Zn and Cu (FIG. 1), which, to our knowledge, is unique in the body. This may be an explanation for how Aβ, with its penchant for metal-induced precipitation and cross-linking, initially precipitates in this site in AD. It has also become clear during recent years that Aβ oligomers can impair long-term potentiation (LTP) by promoting the endocytosis of NMDA and AMPA receptors.87 Thus, the coincident release of Aβ and metals that can induce oligomerization in the synapse with glutamatergic excitation, which may represent a natural means for regulating LTP. However, an excess of Aβ oligomers could also pathologically impair neurotransmission in a “gain-of-function” of the same events.87 One final component in this vicinity that could modulate the availability of Zn and Cu ions in the synapses is the release of metallothionein-3 (MT3 or growth inhibitory factor [GIF]) by the neighboring astrocytes,92 which is decreased in AD93 (FIG. 1).


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FIG. 1. Zinc, copper, and Aβ in the glutamatergic synapse. Zn2+ is concentrated in the presynaptic bouton by the action of ZnT3, where it may be co-compartmentalized with glutamate, and achieving concentrations up to 300 μM in synaptic clefts. Cu2+ is released post-synaptically after NMDA-induced activation, which causes the translocation of the Menkes Cu7aATPase and its associated Cu-laden vesicles to the synaptic cleft. Cu2+ concentrations reach 15μM in the synaptic cleft. Both Cu and Zn can quench the response of the NMDA receptor. Aβ is released into the synaptic cleft where it has the potential to react with Cu and Zn to form oxidized, cross-linked soluble aggregates and precipitated amyloid. Metallothionein-3 (MT3) released into the cleft by neighboring astrocytes has the potential to ameliorate this adverse interaction, but it is decreased in Alzheimer's disease.


Abnormal metal homeostasis in the aging brain and in AD 

The metal ion content of the brain is stringently regulated with virtually no passive flux of metals from the circulation to the brain; movement of metals across the BBB is highly regulated. Although iron, copper, and zinc are being increasingly implicated in interactions with the major protein components of neurodegenerative disease, this is not merely due to increased (e.g., toxicological) levels of exposure to metals, but rather due to a breakdown in the homeostatic mechanisms that compartmentalize and regulate these metals.

The dominant risk factor associated with most neurodegenerative diseases is increasing age. Several studies in animals and humans have reported a rise in the levels of brain copper from youth to adulthood.94 However, from middle age onward, biologically available copper levels drop markedly, and are accompanied by a loss of copper-dependent enzyme activities (e.g., cytochrome c oxidase, superoxide dismutase 1, ceruloplasmin).95 Age-related increases in brain iron have been documented in all species examined.96, 97 Indeed failure of ubiquitous ferroxidases ceruloplasmin, ferritin,98 and frataxin99 cause neurodegenerative diseases, underscoring the vulnerability of the brain to abnormal iron regulation.100 We hypothesize that the breakdown in metal ion regulation in the glutamatergic synapse, possibly inhibition of re-uptake, raises the average concentrations of zinc and copper in the cleft leading to excessive Aβ oligomerization and synaptotoxicity. Therefore, this has been the prime target for our pharmacotherapeutic approach (see as follows).

An interesting feature of the mechanism of increased AD pathology in sod2 heterozygote knockout mice crossed with Tg2576 APP transgenic mice is that brain copper, zinc, and iron levels are decreased by the mitochondrial lesion.101 This recapitulates a feature of the pathology of AD, where Cu levels decrease with advanced pathology.95 Both dietary and genetic manipulations that increase brain Cu levels improved amyloid pathology in two strains of APP transgenic mice.102, 103 However, there are also reports that exposure to copper in combination with a high-fat diet increases the risk for AD;104 a possibility that has drawn support in studies of rabbits exposed to copper and cholesterol.105, 106 In contrast, Zn levels increase in advanced AD, correlating with brain Aβ burden in humans, but not APP transgenic mice.95 Zn nutritional deficiency is common in advanced age, and a recent report indicated that Zn deficiency in APP transgenic mice increased the volume of amyloid plaques.72 These data indicate the complexity of the disordered metal metabolism in AD. The consensus that has emerged is that zinc and copper are enriched in amyloid where they coordinate Aβ; iron is enriched in the tissue and neuritic pathology; and there is evidence of functional copper deficiency. Therefore, pharmacotherapy that targets abnormal Aβ metallation is best geared not to merely be a chelation approach. Ideally the drug should release the metals trapped by Aβ and return them to normal metabolism; hence our interest in ionophores.

Physiological interactions of APP and its processing with zinc and copper 

While the function of APP is unknown, recent evidence suggests it has a role to play in maintaining copper homeostasis.107, 108, 109, 110 APP coordinates Cu+ at its amino-terminus, and APP expression promotes the export of neuronal copper.108 A functional role for APP in copper homeostasis is supported by reports that cellular copper drives the expression of APP mRNA.109, 110

Beta-secretase (BACE1) possesses a Cu+-binding site in its C-terminal cytoplasmic domain through which it interacts with domain 1 of the copper chaperone of SOD1 (CCS1).111 The functional implications of this interaction are unknown, but they imply that copper levels can have an impact on Aβ generation. Similarly, γ-secretase activity has been recently reported to be inhibited by low concentrations of Zn2+; however, the physiological implications are unclear.112

Abnormal brain copper distribution has been reported in AD with excessive accumulation of copper in amyloid plaques and a deficiency of copper in neighboring cells. In vitro, excess copper has been reported to inhibit Aβ production from APP-transfected CHO cells113; however, the effects of deficiency were not previously explored. A recent report assessed the effects of modulating intracellular copper levels on the processing of the amyloid precursor protein and the production of Aβ.114 Human fibroblasts genetically disposed to copper accumulation secreted higher levels of soluble APP-α into their medium, whereas fibroblasts genetically manipulated to be profoundly copper deficient secreted predominantly soluble APP-β and produced more amyloidogenic C-termini (C99). Copper deficiency also markedly reduced the steady-state levels of APP mRNA, whereas APP protein levels remained constant, indicating that copper deficiency may accelerate APP translation.114 Copper deficiency in human neuroblastoma cells significantly increased the level of Aβ secretion, but did not affect the cleavage of the amyloid precursor protein.114

Several enzymes that degrade Aβ in the extracellular milieu are zinc metalloproteinases, such as neprilysin, insulin-degrading enzyme, and matrix metalloproteinases94. This may explain why there is an inverse correlation between CSF zinc and copper levels and CSF Aβ42 levels in normal men.115 This possibility was supported by the observation that adding low micromolar concentrations of zinc or copper to ex-vivo CSF samples accelerated the degradation of Aβ.115 Collectively, these data have led us to propose that Aβ-metal complexes likely play a key pathophysiological role in AD at multiple levels, supporting the “metal theory of Alzheimer's disease.” This hypothesis of AD pathogenesis has several advantages in explaining key missing components of the amyloid cascade hypothesis (Table 1). Namely, metal-mediated effects on APP and Aβ aggregation, particularly in synapses, can explain the lack of correlation of senile plaques with the degree of dementia. This hypothesis is also consistent with the synaptic Aβ hypothesis,87 in which metal-driven formation of Aβ oligomers in synapses can impair long-term potentiation and neurotransmission. Accordingly, during the past decade, we have worked together with Prana Biotechnology to develop drugs that can block metal-mediated Aβ reactions as a pharmacological intervention for the treatment and prevention of AD.

Table 1.

Features of Alzheimer's Disease explained by the Metal Theory

FeatureExplanation
Cortical β-amyloid pathology does not occur in rats and miceRat and mouse Aβ have substitutions that attenuate copper and zinc interaction
β-amyloid accumulates primarily in glutamatergic synapses of the neocortex, despite being broadly expressedAβ is precipitated by Zn2+ and cross-linked by Cu2+. ZnT3 is uniquely expressed in neocortical glutamatergic synaptic vesicles, where it functions to concentrate Zn2+ for release during neurotransmission. Cu2+ is released from post-synaptic vesicles via an NMDA receptor-mediated mechanism
β-amyloid pathology is greater in female transgenic APP miceZnT3 expression is greater in female mice
β-amyloid pathology is age-dependent, even when caused by mutationBrain metal homeostasis fatigues with age

Therapeutic inventions based on the metal theory of AD 

Another common misconception in envisaging therapeutic approaches to AD, based on the metal hypothesis, is the erroneous belief that chelation (meaning the removal of metal ions from tissue) is the obvious intervention. Although there are several medical chelators, their approved use is confined to genuine situations of metal overexposure (e.g., Wilson's disease or lead toxicity) or rheumatoid arthritis. The risk of chelation therapy is that the removal of essential metal ions will lead to serious adverse effects (e.g., iron-deficiency anemia). Although these effects can (to some extent) be potentially mitigated by engineering small molecules to target specific compartments or organelles, sequestration of metals in plaques and their relative deficiency within neighboring cells dictates the need for the development of small molecules with more sophisticated properties (e.g., metal-protein attenuation compounds [MPACs] that serve as metal exchangers and ionophores).

A logical property of such small molecule MPACs is to target Aβ oligomerization and Aβ-related generation of free radicals (i.e., to employ MPACs that can prevent reactive metals from participating in potentially harmful redox chemistry). Another important property of a potential MPAC is its ability to cross the BBB. This excludes a large number of common metal chelators as possibilities due to their hydrophilic nature. Nevertheless, there have been two reports of blinded clinical trials of orthodox chelators for the treatment of AD. In 1991, Crapper-McLachlan et al.116 reported benefit for a 2-year period in AD patients treated with intramuscular desferrioxamine twice daily. Desferrioxamine treatment led to a significant reduction in the rate of decline of daily living skills, which the authors originally attributed to chelation of aluminum. However, desferrioxamine also chelates zinc, iron, and copper. A small double-blind trial of 34 AD subjects with d-penicillamine or placebo reported a decrease in serum oxidative markers for a 6-month period, but no change in cognitive decline.117 However, the large dropout rate in the study led to inconclusive results.

Several metal-complexing agents have been tested for the treatment of AD in a variety of pre-clinical systems. Derivatives of a 14-membered saturated tetramine (e.g. the bicyclam analogue JKL169 [1,1'-xylyl bis-1,4,8,11 tetraaza cyclotetradecane]), have been shown to be effective in reducing copper levels in the cortex, and have been able to maintain normal copper levels in the blood, CSF, and corpus callossum of rats.118 The lipophillic chelator (DP109) has been shown to reduce levels of aggregated insoluble Aβ and conversely increased soluble Aβ forms in a mouse model.119 In our previous studies, oral treatment with the clioquinol (CQ; 5-chloro-7-iodo-8-hydroxyquinoline) in Tg2576 mice resulted in a reduction of cortical deposition of amyloid (49%) with an improvement or stability in the general health and weight parameters compared with untreated mice.37 This compound is able to cross the BBB and was able to increase brain copper and zinc levels in treated mice. CQ has a nanomolar affinity for Cu2+ and Zn2+,120 which is sufficient to facilitate dissociation of these metal ions from the low-affinity metal binding sites of Aβ, thereby increasing levels of biologically available copper and zinc in the brain of treated animals. With peripheral dosing, CQ was demonstrated in Tg2576 mice to cross the BBB and bind to amyloid plaques, as well as Zn2+-metallated Aβ from postmortem AD-affected brain specimens.120 In a small phase 2 clinical trial, oral administration of CQ in moderately severe AD patients for 36 weeks slowed the rate of cognitive decline and caused a reduction in plasma Aβ42 levels as compared with the placebo controls.121 One mode of action of CQ is to strip copper and zinc away from Aβ, thereby preventing oligomerization and promoting the dissolution of noncovalently cross-linked species of Aβ. An alternative mode of action of CQ may be as a modulator of metal levels. CQ appears to have strong ionophore activity and CQ:Cu complexes mediate transport of copper into cells.122 This results in the activation of matrix metalloproteases and the subsequent degradation of Aβ.122 Therefore, compounds that target the Aβ:metal interaction and/or metal homeostasis would appear to have genuine therapeutic potential for treating AD. The goal with this class of MPACs is to remove the copper and zinc from Aβ, and to relocate these metals to sites where they will be beneficial (i.e., to restore metal homeostasis). CQ has also been tested in other neurodegenerative disease models with efficacy shown in both PD123 and HD124 animal models. Both of these diseases have been associated with iron overload leading to oxidative stress and free radical generation. CQ was eventually terminated in AD clinical trials due to the generation of a di-iodo contaminant during drug manufacture. More recently, we have found that a second generation 8-hydroxy quinoline derivative of CQ, PBT-2 (Prana Biotechnology, Ltd.), has greater BBB penetration, significantly reduces plaque burden and Aβ levels in transgenic AD mice, improves performance of transgenic AD mice in the Morris Water Maze, and rescues Aβ-induced impairment of LTP in hippocampal slices. Following up on these encouraging pre-clinical findings, Prana Biotechnology recently completed its first double-blind, placebo-controlled phase 2 clinical trial of 78 AD patients in a 12-week trial for the treatment of mild to moderate AD. An initial report of the results (which can be viewed at: http://www.pranabio.com/company_profile/press_releases_item.asp?id=152) has revealed that the drug was safe and well-tolerated at 50 mg and 250 mg daily doses for 12 weeks, and that CSF Aβ levels were significantly lowered at the 250 mg dose for 12 weeks. There was also significant improvement above baseline in performance on two different executive tests (Trail-Making B and Verbal Fluency) of the Neuropsychological Test Battery after 12 weeks. These results now serve as the basis for proceeding with further phase 2b or phase 3 clinical trials of what may be one of the first disease-modifying drugs based on the metal theory of AD.

With regard to mechanism, in mice, CQ is understood to enter the brain and to combine with metallated Aβ in plaques and possibly in soluble pools.120 CQ treatment of transgenic mice modestly increased brain zinc and copper levels,37 and in the phase 2 clinical trial in AD patients, the plasma zinc levels significantly increased (normalized from a baseline of deficiency)121; therefore, CQ (and PBT2) do not act as chelators. In cell culture, CQ-Cu complexes enter cells where they markedly inhibit the secretion of Aβ by a mechanism where the peptide is degraded through upregulation of matrix metalloprotease (MMP)-2 and MMP-3. The MMP activity was increased through activation of phosphoinositol 3-kinase and Jun N-terminal kinase. CQ-Cu also promoted phosphorylation of glycogen synthase kinase-3, and this potentiated activation of Jun N-terminal kinase and degradation of Aβ1-40.122

We propose a mechanism of action for treatment of AD where CQ or PBT2 enters the brain and is attracted to the extracellular pool of metals that are in a dissociable equilibrium with Aβ (e.g., in senile plaques and oligomers) (FIG. 2). CQ and PBT2 then bind zinc and copper in the Aβ deposits, possibly forming a ternary complex with Aβ. We have previously seen that stripping metals away from Aβ leads to dissolution of Aβ aggregates back down to monomer. Aβ monomer can then be readily cleared from the brain or degraded. Along these lines, an alternative mechanism of action involves the drug-metal complex entering the cell. Then this activates MMPs and facilitates the clearance of Aβ (e.g., in the synapse). In both cases, CQ and PBT2 would also attenuate oxidative cross-linking of Aβ oligomers into covalently bonded species, and reduce the neurotoxic redox activity of Aβ oligomers. Thus, in essence, the MPACs, CQ, and PBT2, most likely block Aβ oligomerization and aggregation, dissolve noncross-linked Aβ aggregates, induce peptidolytic degradation of Aβ, and neutralize Aβ redox activity.


View full-size image.

FIG. 2. Mechanism of action of clioquinol and similar metal-protein attenuation compounds (MPACs). The drug enters the brain in the metal-free form, where it is first attracted to collections of extracellular metals, a unique feature of AD. The drug combines with the metals (ionic copper or zinc) and facilitates their dissociation; the figure only shows an example for copper and CQ for simplicity, but this generalizes to Zn and other MPACs, such as PBT2. The dissociated metal ions may be in a ternary complex with the drug itself or in a complex with dissociated Aβ. These complexes are taken up by neighboring cells where the elements are separated. The metal ions (copper or zinc) can activate the phosphorylation of GSK-3β, and the activation of matrix metalloprotease (MMP)2 and 3. This, in turn, facilitates the breakdown and clearance of Aβ. Not shown are the other predicted benefits of CQ/PBT2, being the dissolution of Aβ aggregates, blocking of cross-linked, covalently bonded Aβ oligomer formation, and the inhibition of toxic Aβ redox activity. CQ = clioquinol; Deg'n = degradation; GSK3 = glycogen synthase kinase 3; JNK = Jun N-terminal kinase.


Another interesting approach to metal-based therapeutics for AD targets the increase of iron in the brains of AD patients. This is a more traditional iron chelation therapy, with molecules that pass the BBB and are designed to be multifunctional (by attaching a propargylamine moiety), or by exerting antioxidant or monoamine oxidase inhibitor activity.125, 126, 127 By decreasing the labile iron pool, these drugs decrease APP translation (at the 5' untranslated region iron responsive element, and hence reduce Aβ generation.128 Iron depletion can also inhibit hypoxia-inducible factor prolyl 4-hydroxylases, which have been shown to be neuroprotective.129 Like all metal-complexing agents, it is very difficult to achieve complete metal ion specificity with any structure, and it is likely that these molecules that are believed to target iron will also interact with copper, zinc, and other metal ions. This may have advantages in the dissolution of Aβ aggregates, but as previously noted, excess depletion of Cu and Zn may paradoxically exaggerate AD pathology. Only empirical testing can determine whether this will be of value in a clinical situation. In any event, it has become increasingly clear that emerging therapies based on the Metal Hypothesis of AD carry considerable promise as a viable therapeutic modality for treating and preventing AD.

Acknowledgments 

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Dr. Tanzi is funded by the Cure Alzheimer's Fund, the Tippins Foundation, and the United States National Institutes of Health. Dr. Bush is supported by funding from the National Health & Medical Research Council, the Australian Research Council, and the Alzheimer's Association. Both authors are shareholders and paid consultants for Prana Biotechnology, Ltd.

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 The Mental Health Research Institute, 155 Oak Street, Parkville, Victoria 3052, Australia

 Department of Pathology, University of Melbourne, Grattan Street, Parkville, Victoria 3010, Australia

 Genetics and Aging Research Unit, Mass General Institute for Neurodegenerative Disease, Department of Neurology, Massachusetts General Hospital, Charlestown, Massachusetts 02129

Corresponding Author InformationAddress correspondence to: Ashley I. Bush, M.D., Ph.D., The Mental Health Research Institute, 155 Oak Street, Parkville, Victoria 3052, Australia.

Corresponding Author InformationRudy Tanzi, Ph.D., Genetics and Aging Research Unit, Mass General Institute for Neurodegenerative Disease, Department of Neurology, Massachusetts General Hospital, Charlestown, MA 02129.

PII: S1933-7213(08)00090-1

doi:10.1016/j.nurt.2008.05.001


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